SFC Licences of HU Chen 胡琛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 17 July 2018 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 13 July 2018 | |
| UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | 14 April 2018 |
| UBS Securities Hong Kong Limited | RE | 6 | 01 February 2016 | 18 December 2016 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 05 July 2013 | 17 August 2015 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 22 August 2012 | 17 August 2015 |