SFC Licences of YEH Hao-Ting 葉皓婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 21 August 2023 | |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 06 June 2014 | 06 June 2023 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 06 June 2014 | 06 June 2023 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 27 August 2012 | 01 June 2014 |