SFC Licences of LEGRAND Mikael Jacques Adrien
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Hong Kong Securities Limited | RE | 7 | 22 May 2020 | |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 14 May 2020 | |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 14 May 2020 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 14 May 2020 | |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 28 June 2013 | 27 February 2020 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 28 June 2013 | 27 February 2020 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 28 June 2013 | 27 February 2020 |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 28 June 2013 | 28 January 2016 |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 28 June 2013 | 28 January 2016 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 22 August 2012 | 27 February 2020 |