SFC Licences of LOH Ying Ning, Alexandra
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Schonfeld Strategic Advisors (Hong Kong) Limited | RE | 9 | 01 June 2022 | |
| Millennium Capital Management (Hong Kong) Limited | RE | 9 | 07 January 2019 | 31 May 2022 |
| Morgan Stanley Hong Kong Securities Limited | RE | 7 | 03 September 2018 | 06 December 2018 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 03 September 2018 | 06 December 2018 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 03 September 2018 | 06 December 2018 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 03 September 2018 | 06 December 2018 |
| UBS Securities Hong Kong Limited | RE | 7 | 19 December 2016 | 02 June 2018 |
| UBS Securities Hong Kong Limited | RE | 1 | 19 December 2016 | 02 June 2018 |
| UBS Securities Asia Limited | RE | 2 | 06 August 2015 | 02 June 2018 |
| UBS Securities Asia Limited | RE | 1 | 06 August 2015 | 02 June 2018 |
| UBS Securities Hong Kong Limited | RE | 7 | 06 August 2015 | 18 December 2016 |
| UBS Securities Hong Kong Limited | RE | 1 | 06 August 2015 | 18 December 2016 |
| Instinet Pacific Limited 極訊亞太有限公司 | RE | 7 | 07 January 2013 | 07 July 2015 |
| Instinet Pacific Limited 極訊亞太有限公司 | RE | 4 | 07 January 2013 | 07 July 2015 |
| Instinet Pacific Limited 極訊亞太有限公司 | RE | 1 | 07 January 2013 | 07 July 2015 |
| Nomura Securities (Hong Kong) Limited | RE | 2 | 03 September 2012 | 07 January 2013 |
| Nomura Securities (Hong Kong) Limited | RE | 1 | 03 September 2012 | 07 January 2013 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 03 September 2012 | 07 January 2013 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 03 September 2012 | 07 January 2013 |