SFC Licences of RA Hye Rin 羅慧璘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 30 March 2020 | 26 March 2021 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 7 | 20 September 2017 | 14 August 2019 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 20 September 2017 | 14 August 2019 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 04 July 2013 | 26 February 2015 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 03 September 2012 | 20 October 2012 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 03 September 2012 | 20 October 2012 |
Nomura Securities (Hong Kong) Limited | RE | 2 | 03 September 2012 | 20 October 2012 |