SFC Licences of WOO Yan 胡昕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 25 January 2016 | 31 March 2017 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 25 January 2016 | 31 March 2017 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 25 January 2016 | 31 March 2017 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 22 August 2012 | 27 October 2015 |