SFC Licences of CAO Chunan

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Morgan Stanley Hong Kong Securities Limited	RE	7	03 November 2020
Morgan Stanley Hong Kong Securities Limited	RE	2	03 November 2020
Morgan Stanley Hong Kong Securities Limited	RE	1	03 November 2020
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	03 November 2020
J.P. Morgan Broking (Hong Kong) Limited	RE	5	08 September 2014	05 August 2020
J.P. Morgan Broking (Hong Kong) Limited	RE	2	08 September 2014	05 August 2020
J.P. Morgan Broking (Hong Kong) Limited	RE	4	08 September 2014	19 September 2016
J.P. Morgan Broking (Hong Kong) Limited	RE	1	08 September 2014	19 September 2016
Macquarie Asia Securities Limited	RE	2	28 August 2013	09 June 2014
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	28 August 2012	24 July 2013
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	7	28 August 2012	24 July 2013
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	1	28 August 2012	24 July 2013
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	2	28 August 2012	24 July 2013