SFC Licences of YANG Anqi 楊安琪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Shanxi Securities International Capital Limited 山證國際融資有限公司 RE 6 14 December 2021
Shanxi Securities International Limited 山證國際證券有限公司 RE 1 14 December 2021
VMS Securities Limited 鼎珮證券有限公司 RE 6 28 January 2021 13 October 2021
VMS Securities Limited 鼎珮證券有限公司 RE 1 28 January 2021 13 October 2021
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 RE 1 16 January 2019 21 November 2020
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 RE 6 18 December 2018 21 November 2020
Asian Capital Limited 卓亞融資有限公司 RE 6 18 December 2017 24 August 2018
Neutral Financial Holding Company Limited 中和金控有限公司 RE 9 01 February 2016 08 December 2017
Neutral Financial Holding Company Limited 中和金控有限公司 RE 6 24 September 2012 08 December 2017
Neutral Financial Holding Company Limited 中和金控有限公司 RE 1 24 September 2012 08 December 2017