SFC Licences of ZHAO Ye 趙曄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 6 | 03 February 2015 | |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 4 | 16 September 2013 | |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 1 | 16 September 2013 | |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 | RE | 1 | 16 May 2013 | 13 July 2013 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 4 | 29 August 2012 | 20 February 2013 |