SFC Licences of WANG Yuan 汪源
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Dantai Capital Limited 淡泰資本有限公司 | RO | 9 | 07 April 2017 | |
| China Merchants Asset Management (Hong Kong) Company Limited 招商資產管理(香港)有限公司 | RE | 9 | 14 December 2015 | 15 April 2016 |
| China Merchants Asset Management (Hong Kong) Company Limited 招商資產管理(香港)有限公司 | RE | 4 | 14 December 2015 | 15 April 2016 |
| China Merchants Asset Management (Hong Kong) Company Limited 招商資產管理(香港)有限公司 | RE | 1 | 14 December 2015 | 15 April 2016 |
| Income Partners Asset Management (HK) Limited 弘收投資管理(香港)有限公司 | RE | 9 | 18 September 2013 | 19 September 2015 |
| Income Partners Asset Management (HK) Limited 弘收投資管理(香港)有限公司 | RE | 4 | 18 September 2013 | 19 September 2015 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 28 August 2012 | 07 June 2013 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 28 August 2012 | 07 June 2013 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 28 August 2012 | 07 June 2013 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 28 August 2012 | 07 June 2013 |