SFC Licences of TSO Kai Hong 曹啟康
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 2 | 28 October 2021 | 10 November 2021 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 1 | 28 October 2021 | 10 November 2021 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 3 | 05 October 2021 | 10 November 2021 |
| Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 | RE | 3 | 11 July 2019 | 03 September 2021 |
| KVB Capital Markets Limited 昆侖國際匯金有限公司 | RE | 3 | 06 September 2018 | 21 June 2019 |
| Nerico Brothers Limited | RE | 3 | 03 October 2012 | 10 March 2018 |