SFC Licences of GUEZ Ilane-yonathan Pierre
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Natixis Asia Limited | RE | 2 | 01 February 2024 | |
| Natixis Asia Limited | RE | 1 | 01 February 2024 | |
| UBS Securities Hong Kong Limited | RE | 2 | 19 December 2016 | 09 May 2023 |
| UBS Securities Hong Kong Limited | RE | 1 | 19 December 2016 | 09 May 2023 |
| UBS Securities Asia Limited | RE | 2 | 03 August 2015 | 09 May 2023 |
| UBS Securities Asia Limited | RE | 1 | 03 August 2015 | 09 May 2023 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 03 August 2015 | 18 December 2016 |
| UBS Securities Hong Kong Limited | RE | 1 | 03 August 2015 | 18 December 2016 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 03 September 2012 | 22 November 2014 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 03 September 2012 | 22 November 2014 |
| Nomura Securities (Hong Kong) Limited | RE | 1 | 03 September 2012 | 23 April 2013 |
| Nomura Securities (Hong Kong) Limited | RE | 2 | 03 September 2012 | 23 April 2013 |