SFC Licences of TSE Ka Chun 謝家俊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 11 July 2022 | |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 17 June 2022 | |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 17 June 2022 | |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 18 February 2020 | 31 May 2022 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 18 February 2020 | 31 May 2022 |
Leonteq Securities (Hong Kong) Limited | RE | 4 | 07 September 2012 | 20 April 2013 |
Leonteq Securities (Hong Kong) Limited | RE | 1 | 07 September 2012 | 20 April 2013 |