SFC Licences of WONG Mung Yu, Daniel 王夢羽

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI Securities Limited 中銀國際證券有限公司
RE 4 06 July 2020
BOCI Securities Limited 中銀國際證券有限公司
RE 1, 2 17 February 2020
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司
RE 3 03 May 2018 18 December 2019
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司
RE 4 19 March 2018 18 December 2019
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司
RE 1 09 March 2018 18 December 2019
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司
RE 2 09 March 2018 18 December 2019
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
RE 1, 2, 5 13 October 2015 07 February 2018
Qantex Capital Markets Limited
RE 2 16 September 2013 09 October 2014
China Xin Yongan Futures Company Limited 中國新永安期貨有限公司
RE 2 28 September 2012 26 August 2013