SFC Licences of LEE Kai Yee 李啟怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 04 March 2024 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 04 March 2024 | |
| Forthright Securities Company Limited 方德證券有限公司 | RE | 4 | 09 October 2023 | 20 February 2024 |
| Forthright Securities Company Limited 方德證券有限公司 | RE | 1 | 09 October 2023 | 20 February 2024 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 | RE | 9 | 07 June 2021 | 07 October 2022 |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 4 | 07 June 2021 | 07 October 2022 |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 07 June 2021 | 07 October 2022 |