SFC Licences of SCHAFFNER Christopher James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 22 August 2023 | 26 August 2023 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 10 September 2012 | 28 September 2012 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 10 September 2012 | 28 September 2012 |
| Merrill Lynch Far East Limited | RE | 1 | 10 September 2012 | 28 September 2012 |
| Merrill Lynch Far East Limited | RE | 2 | 10 September 2012 | 28 September 2012 |