SFC Licences of ZHAO Mingyue 趙明月

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Dexin Investment Management International Limited 德信國際投資管理有限公司 RO 9 16 January 2024
HF Asset Management Limited 匯福資產管理有限公司 RE 9 17 September 2021 08 October 2021
Major Asset Management Limited 美捷資產管理有限公司 RO 9 12 March 2021 04 August 2021
Major Asset Management Limited 美捷資產管理有限公司 RO 4 12 March 2021 04 August 2021
Major Asset Management Limited 美捷資產管理有限公司 RE 9 11 January 2021 12 March 2021
Major Asset Management Limited 美捷資產管理有限公司 RE 4 11 January 2021 12 March 2021
Leo Asset Management Limited 麗奧資產管理有限公司 RO 9 28 August 2018 13 October 2020
Leo Asset Management Limited 麗奧資產管理有限公司 RO 4 28 August 2018 13 October 2020
Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 RE 9 16 February 2016 29 June 2017
Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 RE 4 16 February 2016 29 June 2017
Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 RE 1 16 February 2016 29 June 2017
China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 RE 9 27 April 2015 25 January 2016
China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 RE 4 27 April 2015 25 January 2016
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 4 17 October 2014 02 April 2015
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 1 17 October 2014 02 April 2015
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 4 28 September 2012 26 September 2014
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 28 September 2012 26 September 2014
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 28 September 2012 26 September 2014