SFC Licences of TSAI Yun-chen
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 | RE | 4 | 14 July 2022 | 23 February 2023 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 10 September 2012 | 13 January 2021 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 10 September 2012 | 13 January 2021 |