SFC Licences of GAO Ting 高汀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Millennium Capital Management (Hong Kong) Limited | RE | 9 | 05 November 2019 | 10 December 2019 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 13 June 2013 | 01 August 2013 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 11 September 2012 | 01 August 2013 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 11 September 2012 | 01 August 2013 |