SFC Licences of YU Hong 于泓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Daoyi Asset Management Limited 道一資產管理有限公司 | RO | 9 | 08 December 2023 | |
UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | 27 January 2018 |
UBS Securities Hong Kong Limited | RE | 6 | 20 November 2015 | 18 December 2016 |
J.P. Morgan Securities (Far East) Limited | RE | 6 | 11 August 2014 | 22 September 2015 |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 11 August 2014 | 22 September 2015 |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 11 August 2014 | 22 September 2015 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 17 September 2012 | 03 July 2014 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 17 September 2012 | 03 July 2014 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 17 September 2012 | 03 July 2014 |