SFC Licences of CHEN Siguo 陳思果
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RE | 9 | 21 December 2017 | |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RE | 4 | 21 December 2017 | |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RE | 1 | 21 December 2017 | |
| UBS Securities Asia Limited | RE | 4 | 10 September 2012 | 30 September 2017 |