SFC Licences of LI Dong 李棟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Harvest Global Capital Investments Limited 嘉實國際投資有限公司 | RE | 9 | 01 April 2022 | 04 July 2022 |
Harvest Global Capital Investments Limited 嘉實國際投資有限公司 | RE | 4 | 01 April 2022 | 04 July 2022 |
Harvest Global Capital Investments Limited 嘉實國際投資有限公司 | RE | 1 | 01 April 2022 | 04 July 2022 |
Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RE | 9 | 26 May 2021 | 31 January 2022 |
Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RE | 4 | 26 May 2021 | 31 January 2022 |
Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RE | 1 | 26 May 2021 | 31 January 2022 |
HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 04 December 2013 | 03 December 2020 |
UBS Securities Hong Kong Limited | RE | 6 | 13 September 2012 | 08 June 2013 |