SFC Licences of LAM Yuen Yee, Emily 林苑怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Swiss-Asia Asset Management (HK) Limited | RE | 9 | 17 March 2015 | 27 September 2017 |
Swiss-Asia Asset Management (HK) Limited | RE | 4 | 17 March 2015 | 27 September 2017 |
LGT Investment Management (Asia) Limited | RE | 1 | 12 September 2012 | 09 May 2013 |