SFC Licences of NGAN Chiu Chun 顏招駿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 4 | 11 September 2018 | |
First Shanghai Securities Limited 第一上海證券有限公司 | RE | 4 | 01 June 2017 | 14 August 2018 |
First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 5 | 29 July 2016 | 14 August 2018 |
First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 2 | 18 January 2016 | 14 August 2018 |
First Shanghai Securities Limited 第一上海證券有限公司 | RE | 1 | 20 August 2015 | 14 August 2018 |
Chief Securities Limited 致富證券有限公司 | RE | 1 | 23 January 2014 | 05 August 2015 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 08 October 2012 | 29 May 2013 |