SFC Licences of KU Tat Wai 古達威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 1 | 18 February 2019 | 08 November 2021 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 24 October 2012 | 17 September 2018 |