SFC Licences of DE TAFFANEL DE LA JONQUIERE Emmanuel Pierre Marie Jean
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Derivatives Hong Kong Limited | RE | 2 | 21 August 2014 | 02 September 2014 |
UBS Securities Hong Kong Limited | RE | 1 | 21 August 2014 | 02 September 2014 |
UBS Securities Asia Limited | RE | 2 | 14 September 2012 | 02 September 2014 |
UBS Securities Asia Limited | RE | 1 | 14 September 2012 | 02 September 2014 |