SFC Licences of NG Koon Hung 吳灌洪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Valuable Capital Limited 華盛資本証券有限公司 | RE | 2 | 18 May 2021 | |
| Valuable Capital Limited 華盛資本証券有限公司 | RE | 1 | 18 May 2021 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 05 April 2021 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 20 December 2013 | 05 April 2021 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 16 October 2012 | 02 October 2017 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 18 September 2012 | 26 September 2012 |