SFC Licences of TAM Wing Kin 譚永健
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 19 September 2017 | 06 May 2020 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 19 September 2017 | 06 May 2020 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 01 December 2014 | 01 September 2015 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 24 October 2012 | 30 June 2014 |