SFC Licences of SEE-TO Pui Yee 司徒珮怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Gransing Securities Co., Limited 國投證券有限公司 | RO | 6 | 07 December 2022 | |
Gransing Securities Co., Limited 國投證券有限公司 | RE | 6 | 20 June 2022 | 07 December 2022 |
Gransing Securities Co., Limited 國投證券有限公司 | RE | 1 | 20 June 2022 | |
Quam Capital Limited 華富建業企業融資有限公司 | RO | 6 | 30 January 2020 | 28 February 2022 |
Quam Capital Limited 華富建業企業融資有限公司 | RE | 1 | 08 August 2019 | 28 February 2022 |
Quam Capital Limited 華富建業企業融資有限公司 | RE | 6 | 25 June 2019 | 30 January 2020 |
Viipark Corporate Finance Co., Limited 維寶東園企業融資有限公司 | RO | 6 | 24 October 2018 | 03 April 2019 |
Alpha Financial Group Limited 首盛資本集團有限公司 | RE | 1 | 20 June 2016 | 15 February 2018 |
Ample Capital Limited 豐盛融資有限公司 | RE | 6 | 20 June 2016 | 15 February 2018 |
Opus Capital Limited 創富融資有限公司 | RE | 1 | 12 November 2014 | 04 June 2016 |
Opus Capital Limited 創富融資有限公司 | RE | 6 | 27 October 2014 | 04 June 2016 |
Odysseus Capital Asia Limited 奧澌資本亞洲有限公司 | RE | 6 | 15 October 2012 | 08 October 2014 |