SFC Licences of LAW Chi Yuen 羅志遠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Funde Asset Management (Hong Kong) Company Limited 富德資產管理(香港)有限公司 | RE | 9 | 15 October 2013 | |
| Funde Asset Management (Hong Kong) Company Limited 富德資產管理(香港)有限公司 | RE | 4 | 15 October 2013 | |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 | RE | 2 | 27 September 2012 | 31 October 2012 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 27 September 2012 | 31 October 2012 |