SFC Licences of DENG Jiaqi 鄧嘉麒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RO | 1 | 14 September 2020 | 07 June 2022 |
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 19 May 2020 | 14 September 2020 |
Kam Luen Securities Limited 金鑾證券有限公司 | RO | 1 | 01 February 2019 | 21 April 2020 |
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RO | 1 | 25 April 2014 | 10 August 2015 |
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 29 November 2012 | 25 April 2014 |