SFC Licences of WU Yuding 吳玉鼎

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 9 28 October 2021
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 5 28 October 2021
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 4 28 October 2021
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 9 17 March 2021 24 February 2022
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 5 17 March 2021 24 February 2022
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 4 17 March 2021 24 February 2022
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 9 17 March 2021 24 February 2022
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 4 17 March 2021 24 February 2022
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 1 17 March 2021 24 February 2022
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RE 1 03 June 2015 08 May 2018
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 26 September 2012 27 May 2015