SFC Licences of LEE Tsz Man 李子文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Avenue Investment Management Limited 道信投資管理有限公司	RE	9	12 December 2023	29 February 2024
Avenue Investment Management Limited 道信投資管理有限公司	RE	4	12 December 2023	29 February 2024
Avenue Investment Management Limited 道信投資管理有限公司	RE	1	12 December 2023	29 February 2024
Avenue Investment Management Limited 道信投資管理有限公司	RO	9	04 May 2023	12 December 2023
Avenue Investment Management Limited 道信投資管理有限公司	RO	4	04 May 2023	12 December 2023
Avenue Investment Management Limited 道信投資管理有限公司	RO	1	04 May 2023	12 December 2023
Avenue Investment Management Limited 道信投資管理有限公司	RE	9	05 October 2022	04 May 2023
Avenue Investment Management Limited 道信投資管理有限公司	RE	4	05 October 2022	04 May 2023
Avenue Investment Management Limited 道信投資管理有限公司	RE	1	05 October 2022	04 May 2023
VMS Asset Management Limited 鼎珮資產管理有限公司	RE	4	16 December 2021	17 September 2022
VMS Asset Management Limited 鼎珮資產管理有限公司	RE	9	05 July 2021	17 September 2022
Harvest Global Investments Limited 嘉實國際資產管理有限公司	RE	9	16 November 2017	04 June 2021
Harvest Global Investments Limited 嘉實國際資產管理有限公司	RE	4	16 November 2017	04 June 2021
Moody's Investors Service Hong Kong Limited	RE	10	28 December 2012	27 October 2017
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RE	4	25 September 2012	19 December 2012