SFC Licences of RIGBY Jonathon
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 23 January 2019 | 24 January 2019 |
| UBS Securities Asia Limited | RE | 4 | 19 June 2017 | 22 June 2017 |
| UBS Securities Asia Limited | RE | 4 | 04 June 2015 | 10 June 2015 |
| UBS Securities Asia Limited | RE | 4 | 28 September 2012 | 20 November 2014 |