SFC Licences of SHEK Wan Sang Andy 石縕勝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 RE 9 08 October 2021
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 RO 5 18 November 2020
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 RO 2 18 November 2020
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RO 4 18 November 2020
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RO 1 18 November 2020
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 RE 2 02 June 2020 18 November 2020
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 02 June 2020 18 November 2020
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 02 June 2020 18 November 2020
Vontobel Limited 瑞萬通博有限公司 RE 2 22 November 2018 30 May 2020
Vontobel Limited 瑞萬通博有限公司 RE 1 22 November 2018 30 May 2020
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 RE 2 23 November 2017 23 October 2018
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 23 November 2017 23 October 2018
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 23 November 2017 23 October 2018
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 1 03 October 2012 11 February 2015
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 03 October 2012 11 February 2015
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 03 October 2012 11 February 2015
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 7 03 October 2012 01 November 2013