SFC Licences of LAW Shun Him, Himson 羅信謙

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Chief Securities Limited 致富證券有限公司 RE 1 20 June 2023
Glory Sun Securities Limited 寶新證券有限公司 RE 1 21 August 2020 06 April 2022
Arta Global Markets Limited 裕承環球巿場有限公司 RE 1 11 October 2016 28 August 2017
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 RE 1 26 March 2015 13 April 2016
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 25 November 2013 06 December 2014
KGI Wealth Management Limited 凱基財富管理有限公司 RE 1 09 October 2012 06 December 2014