SFC Licences of LAW Shun Him, Himson 羅信謙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Chief Securities Limited 致富證券有限公司 | RE | 1 | 20 June 2023 | |
Glory Sun Securities Limited 寶新證券有限公司 | RE | 1 | 21 August 2020 | 06 April 2022 |
Arta Global Markets Limited 裕承環球巿場有限公司 | RE | 1 | 11 October 2016 | 28 August 2017 |
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 | RE | 1 | 26 March 2015 | 13 April 2016 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 25 November 2013 | 06 December 2014 |
KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 09 October 2012 | 06 December 2014 |