SFC Licences of TING Wai Lok 丁葦樂

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 1 18 November 2021
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融(香港)有限公司 RE 1 19 November 2019 31 October 2021
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 4 14 August 2019 31 October 2021
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 3 06 March 2019 31 October 2021
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 06 March 2019 31 October 2021
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 08 January 2018 31 October 2021
Bright Fund Management Limited 光明投資管理有限公司 RE 9 23 November 2017 31 October 2021
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 23 November 2017 31 October 2021
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 2 24 August 2017 31 October 2021
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 9 24 August 2017 31 October 2021
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 24 August 2017 31 October 2021
JS Securities Limited 晉商證券有限公司 RE 4 13 April 2017 21 July 2017
Zhonghui International Futures Company Limited 中輝國際期貨有限公司 RE 2 14 December 2016 21 July 2017
JS Securities Limited 晉商證券有限公司 RE 1 07 January 2016 21 July 2017
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 27 June 2013 04 December 2015
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 27 June 2013 04 December 2015
Funderstone Securities Limited RE 1 05 November 2012 15 June 2013
Funderstone Futures Limited RE 2 05 November 2012 15 June 2013