SFC Licences of MA Ching Yan 馬靖仁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RO | 6 | 06 June 2022 | |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 6 | 19 January 2022 | 06 June 2022 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 19 January 2022 | |
| Shanxi Securities International Capital Limited 山證國際融資有限公司 | RO | 6 | 28 October 2021 | 03 December 2021 |
| Shanxi Securities International Limited 山證國際證券有限公司 | RE | 1 | 27 October 2021 | 03 December 2021 |
| Shanxi Securities International Capital Limited 山證國際融資有限公司 | RE | 6 | 23 September 2021 | 28 October 2021 |
| Lego Corporate Finance Limited 力高企業融資有限公司 | RO | 6 | 21 November 2018 | 20 September 2021 |
| Lego Corporate Finance Limited 力高企業融資有限公司 | RE | 6 | 22 January 2016 | 21 November 2018 |
| Quam Capital Limited 華富建業企業融資有限公司 | RE | 6 | 22 October 2012 | 31 December 2015 |