SFC Licences of WONG Hiu Yeung 黃曉陽
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Sorrento Securities Limited 擎天證券有限公司 | RO | 4 | 27 October 2022 | 27 April 2023 |
Sorrento Securities Limited 擎天證券有限公司 | RO | 1 | 27 October 2022 | 27 April 2023 |
Sorrento Capital Limited 擎天資本有限公司 | RO | 6 | 21 March 2016 | |
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 19 November 2014 | 07 October 2015 |
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 | RE | 6 | 13 December 2013 | 07 October 2015 |
BaoQiao Partners Capital Limited 寶橋融資有限公司 | RE | 6 | 08 October 2012 | 15 November 2013 |