SFC Licences of WONG Hiu Yeung 黃曉陽

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sorrento Securities Limited 擎天證券有限公司 RO 4 27 October 2022 27 April 2023
Sorrento Securities Limited 擎天證券有限公司 RO 1 27 October 2022 27 April 2023
Sorrento Capital Limited 擎天資本有限公司 RO 6 21 March 2016
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 1 19 November 2014 07 October 2015
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 RE 6 13 December 2013 07 October 2015
BaoQiao Partners Capital Limited 寶橋融資有限公司 RE 6 08 October 2012 15 November 2013