SFC Licences of BEHARIE Sacha Alexander
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Macquarie Capital Limited 麥格理資本股份有限公司 | RO | 4 | 03 May 2021 | 30 May 2022 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RO | 1 | 03 May 2021 | 30 May 2022 |
Macquarie Asia Securities Limited | RO | 4 | 03 May 2021 | 30 May 2022 |
Macquarie Asia Securities Limited | RO | 1 | 03 May 2021 | 30 May 2022 |
Macquarie Asia Securities Limited | RE | 4 | 30 September 2020 | 03 May 2021 |
Macquarie Asia Securities Limited | RE | 1 | 30 September 2020 | 03 May 2021 |
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 7 | 22 August 2013 | 10 October 2019 |
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 11 October 2012 | 10 October 2019 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 11 October 2012 | 10 October 2019 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 11 October 2012 | 10 October 2019 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 11 October 2012 | 01 November 2013 |