SFC Licences of COVO Julien, Richard, Jacques
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 29 August 2023 | |
Morgan Stanley Hong Kong Securities Limited | RE | 7 | 27 May 2014 | 02 November 2021 |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 27 May 2014 | 02 November 2021 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 12 October 2012 | 02 November 2021 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 12 October 2012 | 02 November 2021 |