SFC Licences of WONG Po Shan, Rosana 黃寶珊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 4 | 11 June 2019 | 06 September 2019 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 11 June 2019 | 06 September 2019 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 20 June 2013 | 05 September 2015 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 12 October 2012 | 05 September 2015 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 12 October 2012 | 31 August 2013 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 12 October 2012 | 31 August 2013 |