SFC Licences of NG Keng Luen
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 4 | 15 April 2020 | 05 August 2020 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 08 November 2012 | 01 March 2014 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 08 November 2012 | 01 March 2014 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 22 October 2012 | 26 October 2012 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 22 October 2012 | 26 October 2012 |