SFC Licences of LI Zhuozhuo 李卓卓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 4 | 20 March 2018 | 31 July 2021 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 4 | 20 March 2018 | 31 July 2021 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 25 October 2017 | 31 July 2021 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 19 June 2017 | 31 July 2021 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 25 February 2015 | 20 June 2016 |
| Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 | RE | 1 | 22 August 2014 | 03 December 2014 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 | RE | 1 | 13 November 2012 | 06 June 2013 |