SFC Licences of LAU Yan Ling 劉欣寧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 10 January 2024 | |
| Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 10 January 2024 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 05 October 2021 | 30 August 2023 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 05 October 2021 | 30 August 2023 |
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 | RE | 2 | 04 October 2018 | 12 May 2020 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 04 October 2018 | 12 May 2020 |
| Nerico Brothers Limited | RE | 2 | 27 April 2018 | 20 July 2018 |
| Nerico Brothers Limited | RE | 1 | 27 April 2018 | 20 July 2018 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 08 January 2018 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 27 January 2016 | 08 January 2018 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 27 January 2016 | 02 October 2017 |
| Nerico Brothers Limited | RE | 2 | 31 January 2013 | 30 April 2014 |
| Nerico Brothers Limited | RE | 1 | 31 January 2013 | 30 April 2014 |