SFC Licences of KWAN Chit Man, Osvaldo 關捷文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RO | 9 | 13 June 2023 | |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RO | 4 | 13 June 2023 | |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RO | 1 | 13 June 2023 | |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 9 | 08 December 2015 | 13 June 2023 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 4 | 08 December 2015 | 13 June 2023 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 1 | 08 December 2015 | 13 June 2023 |
| LIM Advisors Limited | RE | 9 | 18 October 2012 | 19 May 2015 |