SFC Licences of LI Yuen Shan, Sandi 李苑姍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 16 January 2015 | 28 October 2022 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 16 January 2015 | 28 October 2022 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 16 January 2015 | 28 October 2022 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 16 October 2012 | 03 December 2014 |