SFC Licences of LIU Yiou 劉一鷗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 6 | 22 January 2016 | 31 January 2018 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 22 January 2016 | 31 January 2018 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 15 October 2012 | 23 December 2015 |