SFC Licences of GO Swan Khing
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Schroder Investment Management (Hong Kong) Limited | RE | 1 | 02 April 2014 | 03 April 2014 |
Schroder Investment Management (Hong Kong) Limited | RE | 1 | 09 October 2013 | 11 October 2013 |
Schroder Investment Management (Hong Kong) Limited | RE | 1 | 22 October 2012 | 25 January 2013 |