SFC Licences of LUI Chi Man 雷志敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Essence Corporate Finance (Hong Kong) Limited 安信融資(香港)有限公司 | RO | 6 | 12 February 2020 | |
Essence Corporate Finance (Hong Kong) Limited 安信融資(香港)有限公司 | RO | 1 | 12 February 2020 | |
Essence Corporate Finance (Hong Kong) Limited 安信融資(香港)有限公司 | RE | 6 | 26 September 2016 | 12 February 2020 |
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 | RE | 1 | 26 September 2016 | 12 February 2020 |
LY Capital Limited 絡繹資本有限公司 | RE | 6 | 24 June 2014 | 18 September 2016 |
F.E. Corporate Finance Advisory Limited | RE | 6 | 13 November 2012 | 08 February 2013 |